Legal Business network: Asia, Australia, China, Middle East
Compliance Officer- Top Investment Banking Institution – KS2012013101

Compliance Officer- Top Investment Banking Institution – KS2012013101

  1. Assist in handling Anti-Money Laundering ("AML") issues for the Bank
  2. Conduct compliance/ AML reviews and ad-hoc investigations,  including detection and reporting of suspicious transactions and activities
  3. Conduct customer due diligence and process account opening documentation, as well as Bank's manuals, policies and guidelines from an AML perspective
  4. Reviews and comments on operational documents, marketing materials, advertisements to ensure compliance with applicable legal and regulatory requirements.
  5. Handle SFC enquiry and conduct related investigations.
  6. Conduct reviews for the enhancement of the AML functions of the Bank, and perform AML risk assessment as and when required
  7. Develop and promote risk-based tools/monitoring systems and maintain the AML related database for the Bank
  8. Handle enquiries from the law enforcement/regulatory authorities in Hong Kong

 

Requirements:

  • University graduates
  • Minimum of 5 years' working experience in the banking industry with experience in handling enquiries of law enforcement authorities and anti-money laundering compliance
  • Able to exercise judgment, work under pressure and liaise effectively with the business and supporting units
  • Mature and detail minded
  • Excellent command in both written and spoken English and Chinese

 

In the first instance please send your CV to k.sham@cmlrecruitment.com.hk call Kenneth Sham, our Senior Associate responsible for Compliance roles, on +852 2836 6382 for an initial confidential discussion.

 

CML only advertise roles that exist and will only send your CV with your express permission.

Get more details on this job either over the phone or by using our confidential enquiry form. You can easily use your home e-mail address, and if you create a free account, you can save any number of CVs online to send to employers.
Use our secure application form to remain anonymous
Don' t have account? Register

Log in to your Legal Jobs Centre account and send your CV to this advertiser Create an account
Don' t have account? Register

Click here for the advertisers telephone number
KS2012013101
In-house
Permanent
+852 2836 6382
Confidential enquiry to ask for further details
Send me a copy of this application
CML Recruitment
In-house
Compliance
0 year(s)
Permanent
Not specified
Hong Kong , Hong Kong
Hong Kong
KS2012013101
About CML Recruitment
Location: CML's Asia operation is located in Hong Kong, Asia's world city. Opened in February 2009, we specialize in accounting and legal recruitment throughout the APAC region. We also have offices in the Cayman Islands and Bermuda.

Clients: CML recruits for all the major law and financial services firms in Asia. Several major firms have selected CML as their preferred supplier for recruitment services. By formal agreement, these firms keep CML notified of all current job vacancies and will consider our candidates first. This arrangement gives CML registered candidates a major advantage over their competition.

Service: At CML we pride ourselves on offering the most professional recruitment service around. We are constantly striving to make the recruitment and relocation process easier for both candidates and clients. Our personalized service includes briefing you before each interview, negotiating on your behalf, assisting with the preparation of your work permit application, and where necessary, assisting you with the logistics of relocation.

Expertise: Each CML consultant has extensive training in recruitment and negotiation, knowledge of the current market, and a thorough understanding of the profession that is his or her area of focus. By taking the time to understand your personal and professional goals, your consultant will know which companies and locations will be best suited to you. Your CML consultant will save you time by researching job opportunities and arranging interviews on your behalf.

Resources: CML has a team of people interacting with our clients and researching job openings on a daily basis. Your CML consultant has access to a databank of job openings for each jurisdiction. As a result, he or she will be able to present you with the best opportunities available, based on your work experience and qualifications. Your CML consultant is also up-to-date on the current salary ranges and benefit packages being offered. When you have gone through the interview process and are ready to commit to a position, you can do so with confidence, knowing that it is an informed decision.